Discussion of Methodologies of Measuring Noise Impact

last updated October 22, 2000
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This is an excerpt from a proposed FAA Aviation Noise Abatement Policy 2000 printed in the Federal Register Vol 65, No 136, July 14, 2000.


"4.2  Assessment Methodologies

Yearly Day-Night Average Sound Levels (DNL)
    The FAA and other Federal agencies use DNL as the primary measure 
of noise impacts on people and land uses. This cumulative metric is the 
Federal standard because it:
     Correlates well with the results of attitudinal surveys of 
residential noise impact;
     Increases with the duration of noise events, which is 
important to people's reaction;
     Takes into account the number of noise events of the full 
24 hours in a day, which also is important to people's reaction;
     Takes into account the increased sensitivity to noise at 
night by including a 10-dB nighttime penalty between 10:00 p.m. and 
7:00 a.m. to compensate for sleep disturbance and other effects;
     Allows composite measurements of all sources of community 
noise; and
     Allows quantitative comparison of noise from various 
sources with a community.
    DNL is the only metric backed with a substantial body of scientific 
survey data on the reactions of people to noise. It provides a simple 
method to compare the effectiveness of alternative airport scenarios. 
Land use planners have acquired over 20 years of working experience 
applying this metric to make zoning and planning decisions. DNL is a 
sound and workable tool for land use planning and in relating aircraft 
noise to community reaction. Experience indicates that DNL provides a 
very good measure of impacts on the quality of the human environment, 
forming an adequate basis for decisions that influence major 
transportation infrastructure projects. In an August 1992 report, the 
FICON reaffirmed both DNL as the appropriate metric for measuring 
aviation noise exposure and DNL 65 dB as the Federal Government's level 
of significance for assessing noise impacts.

    Some people challenge the use of DNL to assess aviation noise 
because it is a measure of exposure from cumulative events over time 
rather than a measure of exposure from a single noise event. Commonly 
cited as potential alternative metrics are the Sound Exposure Level 
(SEL), which describes cumulative noise exposure from a single event, 
and Maximum Level (Lmax), the highest level during a single 
event. Although sometimes useful as supplemental measures of noise 
exposure, single event metrics pose problems. They present neither an 
accurate picture of noise exposure nor the overall impact of noise on a 
community. Because single event metrics by definition are not 
composites of cumulative events, 100 aircraft operations a day would be 
no worse than one operation. Similarly, one event at 90 dB would be 
assessed as worse than 100 events at 89 dB. These effects clearly do 
not reflect noise impacts or annoyance reactions accurately. 
Alternatively, DNL increases with the number of operations, while 
single event measures do not. DNL combines the number of operations 
with the loudness of each operation into a cumulative noise dose. The 
resulting values correlate well with independent tests of annoyance 
from all sources of noise.
    Human response to noise involves both the maximum level and its 
duration, so the maximum sound level alone is not sufficient to 
evaluate the effect of noise on people. Clearly, people are bothered by 
individual noise events, but their sense of annoyance increases with 
the number of those noise events, and with those that occur late at 
night. The DNL metric provides a combined measure of these factors that 
can be used to evaluate existing and predicted future conditions on an 
unambiguous, single-number basis. Although DNL is an average of 
cumulative noise levels, sound levels of the loudest events control the 
DNL calculation. Both Lmax and SEL measure individual sound 
events that may occur only once, or may occur several times during the 
day. The number of times these events occur and when they occur are 
important in measuring the noise environment. DNL is a time-average of 
the total sound energy over a 24-hour period, adjusted by providing a 
10 dB penalty to sound levels occurring between 10PM and 7AM. This 10 
dB penalty means that one nighttime sound event is equivalent to 10 
daytime events of the same level. Accordingly, DNL combines both the 
intensity and number of single noise events with a nighttime weighting 
factor in a manner that is strongly influenced by maximum sound levels.
    Recognizing that DNL often is criticized based on perceptions of 
community annoyance, the FICON reaffirmed that complaints are an 
inadequate indicator of the full extent of noise effects on a 
population. The DNL 65 dB level of significance does not mean that no 
one is annoyed below that level. Extensive research has been conducted 
to evaluate annoyance. In an attempt to meet demand for a usable and 
uniform relationship between noise and annoyance, T.J. Schultz reviewed 
the results of 161 social surveys where data were available to make a 
consistent judgment concerning what percent of the population was 
``highly annoyed'' (%HA). The surveys were of community reactions to 
several types of transportation noises such as road traffic, railroad, 
and aircraft noises. The results agreed fairly well with one another, 
and Schultz developed an equation for describing the relationship 
between the level of exposure (in DNL) and percent of population highly 
annoyed. Schultz published the results of the surveys in 1978 in 
``Synthesis of Social Surveys on Noise Annoyance.'' In 1992, the US Air 
Force updated Schultz's research with a total of 400 surveys. 
Comparison of the original and updated results indicate that they 
differ by less than two percent in the DNL range from 45 to 75 dB. The 
following chart presents the relationship between %HA and DNL:
graph
    The Schultz curve indicates that about 12 percent of people living 
at DNL 65 dB report themselves to be ``highly annoyed'' by 
transportation noise. About 3 percent are highly annoyed at a DNL of 55 
dB.
Noise Analysis Criteria for Changes in DNL
    The DNL 65 dB contour remains the FAA's lower limit for defining 
significant noise impact on people. For a variety of reasons, noise 
predictions and interpretations are frequently less reliable below DNL 
65 dB. DNL prediction models tend to degrade in accuracy at large 
distances from the airport. Smaller proportions of the population are 
highly annoyed with successive decreases in noise levels below DNL 65 
dB. The FICON studied criteria for predicting changes in community 
annoyance below DNL 65dB. It found that a DNL 3 dB increase at the DNL 60 dB level is 
generally consistent with the existing DNL 1.5 dB screening criterion 
at the DNL 65 dB level. This finding was based on using the Schultz 
curve to relate changes in impact level with changes in DNL. Increases 
of 5 dB at DNL 55 dB, 3 dB at DNL 60 dB, and 1.5 dB at DNL 65 dB all 
resulted in a three percent increase in %HA.
    For airport development and other actions in the vicinity of an 
airport, the FAA guidelines for screening based on changes in aviation 
noise impacts above and below DNL 65 dB follow:
    DLN 65 dB and above--An increase in noise exposure of 1.5 dB or 
more at these levels is considered a significant addition of noise. A 
Federal action resulting in such an increase would require an 
environmental impact statement (EIS).
    DLN 60-65 dB--Increases in noise of 3 dB or more that remain 
between DNL 60-65 dB do not result in significant exposure but can be 
noticeable and may be highly annoying to some people. The FAA will 
consider mitigation options but would not require an EIS in noise-
sensitive areas between DNL 60-65 dB that are projected to have an 
increase of 3 dB or more as a result of the proposed changes.
    For air traffic changes farther away from an airport, FAA 
recognizes that some actions in areas below DNL 60 dB may produce 
noticeable noise increases and generate adverse community reaction. 
Although increases in noise in these areas are well below the standard 
criteria for significant impact, the FAA's air traffic screening 
procedures provide mechanisms to identify whether there are 
extraordinary circumstances warranting an EA.
Supplemental Metrics
    The FICON recognized that DNL can be supplemented by other metrics 
on a case-by-case basis, but advised continued agency discretion in the 
use of supplemental noise analysis. It found that the use of 
supplemental metrics is limited because threshold levels of significant 
impact have not been established and there is no accepted methodology 
for aggregating these values into a cumulative impact description. 
Supplemental metrics can be useful in characterizing specific events 
and enhancing the public's understanding of potential effects resulting 
from proposed changes in aircraft operations. Supplemental single event 
analysis sometimes is conducted to evaluate sleep disturbance and, less 
frequently, specific speech interference issues. For proposed FAA 
actions in the vicinity of national parks in pristine areas and land 
uses such a wildlife refuges where the Part 150 land use compatibility 
guidelines bear little relevance, the FAA supplements DNL noise 
analysis with other metrics on a case-by-case basis. The following 
metrics are useful for site-specific applications on a case-by-case 
basis:

    Equivalent Sound Level (Leq) is a cumulative metric that 
can be appropriate where aircraft noise can affect activity periods of 
less than 24-hour duration.
    Maximum Sound Level (Lmax) is a single event metric that 
can be used to describe the greatest sound level in decibels during a 
given time period at a noise-sensitive location.
    Sound Exposure Level (SEL) is a single event metric that can be 
used to describe noise exposure at noise-sensitive locations. This 
metric can be expressed both in terms of maximum levels and number of 
occurrences at varying levels.
    Time Above dBA Threshold (TA) is a metric that can be used in the 
same situations as Leq, such as measuring noise exposure 
within specific time periods. The designation of threshold to be used 
in supplemental TA measurements may be defined with respect to speech 
interference or the ambient (background) noise level."